The Rise and Fall of the Frankish Empires
Part One: Consuetudines Novis
“For he seemed in all things to be the greatest of the kings of the Franks since the great Charles…”
-Abbot Hadamar of Fulda
At the dawn of the tenth century, the remnants of the
regnum Francorum, what we call the Carolingian Empire, were in crisis.
Carolus Magnus, known in the vulgar languages as Charlemagne, Charles the Great and Karl der Große, rebuilt the Western Roman Empire some three centuries after its premature death. It was certainly not the Rome of late antiquity, but its language of learning, its titles religious and secular, were Latin. Crushing Lombards, Saxons, and any potential domestic threats, the expansion of Carolus’ dominion was checked only by the servants of the Saracen
khalifa in Hispania.
The Carolingian Empire can be seen, in a way, as the ultimate triumph of Roman culture in post-Roman Europe, as a Germanic king was anointed
imperator romanorum by the sole surviving institution of Roman authority: The Papacy. Charles’ empire could never match the contemporary architectural achievements (or sophisticated institutions of governance) showcased in Cordoba, Chang’an and Constantinople, but for his time and place, the territorial scope of the Carolingian conquest was unprecedented.
This world, as with the world of the Western Roman Empire, came to an end through internal division and external invasion. Charles’ son, Louis the Pious, did not adhere to a Roman conception of a united empire, instead choosing to divide his realm into
regna among his sons according to ancient Germanic custom. For simplicity’s sake, we will focus, at least at first, on two: East Francia, which occupied much of today’s Germany, and West Francia, which constituted much of today’s France. Lotharingen, the third, was often traded between the two realms for much of this period.
In our world, the tenth century was one of revolutions. In both East and West Francia, the male line from Louis the Pious died out, the West Francian line surviving slightly longer, to be replaced by non-Carolingian dynasties. The title of
rex francorum would soon resurface in the rapidly fragmenting remnants of West Francia with the election of
dux francorum Hugh Capet, a man whose royal authority extended only as far as his lands. In Eastern Francia, the royal title shifted abruptly after the death of Louis the Child from
rex francorum to that of
rex teutonicorum. What was once East Francia transformed from a hereditary kingship to an elected kingship following the extinguishing of the last Carolingian scions.
The rulers of the stem duchies elected first Conrad of Franconia, and after his death, Henry the Fowler of Saxony, as German kings. It was Henry the Fowler’s son Otto I who became Otto the Great, recaptured the title of Holy Roman Emperor after it had fallen into disuse, and bridged the gap between the fall of the Carolingian Roman Empire, and the birth of the Holy Roman Empire which students of medieval history commonly recognize. But throughout the medieval period, any triumph of a Holy Roman Emperor over the duchies was temporary in nature. Between 911 and 1438, no German dynasty controlled the monarchy uncontested for more than a century. (The Ottonians held it for 105 years, but the point is trivial.)
Much of the dysfunction of the Holy Roman Empire can be traced to this precedent of elective kingship, which prevented Germany itself from being united under a royal line which was uncontestable.
Rex teutonicorum, unlike
rex francorum, was not a title one could pass to one’s sons without noble (and in some cases, papal) intervention. The great canniness of Hugh Capet and his successors was to escape the trap of elective monarchy by securing a hereditary kingship. The fact that the Capetian kings took special care to invest their sons as co-kings for many years after Hugh’s election reflected the relative fragility of their rule, and their desperation to maintain and expand it.
One other aspect of the Carolingian world bears mentioning. The divided empire was, almost all at once, assaulted at the fringes by Magyars, Saracens, and Vikings. These incursions, small raids at first, grew in places to be devastating. It was probably the inability of the ‘legitimate’ Carolingian authorities to deal with these threats that contributed greatly to the political fragmentation that is so commonly associated with the dawn of the second millennium, as local lords took the duties of the central power into their own hands.
Having re-established this broad background, it is time to depart from history.
It is immensely difficult, given the amount of hero-worship which has grown around the boy-king’s reign, to find an unbiased account of Louis the Great. [1] A fresco of the ‘two fathers of Francia,’ dated to 1104, shows a crowned Charlemagne and Louis, seated side by side, perhaps a conscious aping of the religious iconography of the Son enthroned at the right hand of the Father. What is certain is that Louis was born hale and hearty to his father Arnulf, Roman Emperor and King of East Francia, in 893, and his childhood passed without any signs of illness or injury.
The claim of unbroken imperial lineage put forth by the Kärntner (Carinthian) dynasty is somewhat complicated by the fact that Arnulf, the great-great-grandson of Charlemagne and only son of Carloman, King of Bavaria, was a bastard. Numerous attempts have been made in folklore and monastic commentaries to handwave this away, saying that Carloman eventually married the concubine by which he begat Arnulf, or that Arnulf’s anointment as Emperor somehow invalidated his bastardy.
Louis, or Ludwig, depending on whether one speaks to a Lotharingian or a Franklander, is alternatively regarded as the savior and the founder of modern Francia. While this claim is almost certainly exaggerated, it is easy to imagine the
Ost Frankreich sharing the fate of their western cousins under the twin blows of external invasion and the absence or destruction of central authority. Indeed, East and West Francia faced remarkably similar challenges during this period, but diverged vastly in their outcomes.
With Emperor Arnulf’s death when Louis was only six, the child-king was left in the charge of several influential adult councilors. The most powerful of these were most likely Liutpold, the Margrave of Bavaria, and Hatto, the Archbishop of Mainz. It was the former that took charge of the defense of the Frankish realm during the boy-king’s minority, securing tribute and vassalage from Great Moravia, and the latter which helped neutralize various domestic threats, such as forcing the submission of the ambitious Zwentibold, a bastard son of Emperor Arnulf who ruled Lotharingia as a sub-kingdom under the authority of East Francia, and generally followed his powerful father's orders but was less likely to work for a baby. These actions certainly allowed Louis to survive to adulthood with his kingdom intact. But even they were helpless to deal with the practically existential threat of Magyar invasion.
A monastic chronicle claiming to be written by one of Louis’ tutors speaks of his “multitudinous graces and virtues,” and by all accounts the young king was beloved both by the common people and the chief retainers of the dynasty. (All surviving accounts are sadly biased, of course.) The first major action of his reign, perhaps apocryphal, was an inspirational appearance of the boy-king near the end of the Battle of Pressburg in 907, where Liutpold’s fleeing Bavarian army rallied in his presence. While the battle ended in a crushing victory for the Magyars, the Margrave and a portion of his army managed to survive and retreat in good order.
Following this battle, the Magyar raids increased in duration and intensity, ravaging Saxony and Alemannia. Liutpold’s influence is here ascribed to preventing the still young Louis from riding out to challenge the Magyars directly after Pressburg. In fact, the Margrave of Bavaria led an assemblage of German lords in offering a (possibly overestimated) thousand pounds of silver to the Grand Prince Arpad, which bought the East Frankish realm a few crucial years of peace, during which the Magyars raided northern Italy, Provence, and the Balkans. Of course, the existence of the bribe has been white-washed from the traditionally hagiographic accounts of Louis’ reign, but multiple reasonably authoritative Hungarian sources confirm its existence.
Concurrent with these events, in West Francia, the kingship had been traded in a pseudo-elective fashion between Carolingian and non-Carolingian alike for several decades, most recently with the election of Odo, the non-Carolingian hero of the Siege of Paris, as King of the Franks. While the Norman threat had receded slightly after the Siege of Paris thanks to Odo’s efforts, destructive and periodic pagan raids continued with little abatement. These Normans were led by the fierce Viking
jarl Hrolfr, popularly called Rollo, who had continued the process of colonizing northern Neustria with his many followers, and had inflicted numerous defeats on the local nobles of Neustria and the Seine throughout the 890’s. The lack of a stable succession (and the increasing feudal instability brought about by the partition-centric inheritance laws of the Carolingians) contributed to Odo’s inability to decisively defeat the northmen, who were, while fierce and cunning fighters, by no means invincible.
Despite his more than decent battlefield abilities, the King of all Western Francia was forced into a brutal internecine conflict with his nobles, many of whom supported the accession of the Carolingian Charles III, "the Simple". Despite continued victory against the Normans, Odo failed to win over the Frankish lords, especially after Emperor Arnulf of East Francia declared for his relation Charles, despite Odo’s offer of allegiance. This touched off an intermittent four-year war with Charles and his supporters, settled in 899 by King Odo's death in battle. It was certainly Odo’s distraction with fighting his own nobles which prevented him from following up his victories with a complete expulsion of Norman forces, allowing Rollo to consolidate his power over the Normans, and prepare for the inevitable conflict with Charles.
Relations between the two Carolingian kings of East and West Francia soured after the death of Zwentibold, who was (as seemed to be all too common for any king in this time) murdered by his own Lotharingian nobles in 903. While Louis (or rather, his guardians) retained control of the region, several minor lords declared for Charles, a claim which the West Frankish king was completely unable to pursue, but which angered the East Frankish court, and reportedly resulted in a severing of embassies for some years. According to one chronicle, a large number of West Frankish lords fell away from actively supporting Charles the Simple following this event. Nonetheless, after several years of inactivity during which Charles seems to have been subduing various rebel lords and quarreling with Odo’s brother Robert, he marched north along the Seine with the intent of retaking Rouen.
As Charles marched to bring Rollo to decisive battle, Robert, the Count of Paris, declined to lend his support to the king’s armies. This was perhaps not the most pragmatic decision given the pressure that the Normans were constantly exerting down the Seine, but Charles was, in Robert’s mind, his brother’s murderer. And so Charles leaned more heavily on the greatest of his supporters, William, Duke of Aquitaine and Count of Auvergne, granting him numerous titles and benefices as he marched to war.
The Battle of Vernon in 910, while more likely a series of interconnected battles along the Seine, would be remembered as the last stand of the unified West Frankish kingdom. While the ideal of a unified kingdom was still alive before the year 1000, Vernon was in retrospect the death knell of a disintegrating nation. While the first Viking ambush in the forests surrounding the town of Vernon targeting the king’s baggage train was fought off by Charles’ knights, the ultimate confrontation between the retainers of Rollo and Charles in the village itself resulted in the death of King Charles the Simple, pierced through the throat by a Viking arrow.
With this battle, the male Carolingian line in the west was extinguished, as Charles had only had female heirs. Naturally, the West Frankish lords who had already been lukewarm over Charles’ authority immediately fell to fighting over the crown. No less than four separate coronations were held within the next two years, as Robert of Paris contrived to have himself elected as King of the Franks at Soissons even as William of Aquitaine was acclaimed king by the monks of the newly-founded abbey of Cluny. However, the former was declared ‘rex aquitanium,’ with pretensions of the old Carolingian sub-kingdom, and William’s emissaries almost immediately did homage at the court of Louis in East Francia, begging for his support against the usurper Charles.
As for the ‘usurper’, Robert too did homage, claiming that the title was his by right as Count of Paris, brother of Odo, and
dux francorum. Louis’ court remained cautiously neutral, accepting the homage of both men while declining to favor either. There was serious bad blood between William and Robert, the former having participated in Charles’ disastrous expedition of 910 while the latter refused, and the two fought a string of skirmishes and raids over the following years, dividing the West Frankish nobility between them. (Both men, of course, had been producing their own coinage and effectively acting independent of Charles, or any other authority, long before their coronations.) The remainder of the 910’s saw repeated clashes in Auvergne between the two evenly-matched foes, while Rollo expanded at their expense.
The third coronation occurred at Rouen, surprisingly enough. According to the Gesta Normanorum,
“Rollo, strong of courage and will, learned like Constantinus upon the battlefield that manifold nations might be put to flight would he but accept the Christ.” A separate account of comes from the folk tale of his confrontation by Franco, Archbishop of Rouen, who reputedly invoked that Lord Rollo would lose all strength in his sword arm and die in his next battle if he refused conversion. That Franco was later sainted lends some credence to this tale. Regardless, the Norman warlord was ultimately baptized by St. Franco in the name of the Trinity at Rouen in 911, following which he declared himself ‘rex normanorum,’ with the Christian name of Simon, which we will henceforth call him.
[Most historians have attributed this sudden coronation to Franco’s influence, postulating that the bishop was a Carolingian loyalist seeking to prevent Robertian control over all West Francia, or mere pious desire to re-establish ecclesiastical control over Neustria under a Christian leader.]
The following years reportedly saw a major influx of Viking warriors to restore King Simon’s depleted horde, with a notable exodus coming from England, where Edward I, King of the Anglo Saxons, had scored several victories over the crumbling Danelaw, restricting Danish power to a small region around York. Immediately following his conversion, Simon intensified his raids down the Seine, and captured Chartres following a monthlong siege of the city in 913. His efforts to surround Paris in the subsequent years were parried by King Robert, but an invasion of Flanders in 916 resulted in the capture and ransoming of Count Baldwin II.
Though Robert remained claimant to the title of King of the Franks, his disputed reign was never acknowledged outside of the Seine basin, and the re-established Kingdom of Aquitaine and the newly declared Kingdom of Normania, both on Frankish territory, were openly hostile to his authority. When Robert died in 925, one year after William and he had both recognized one another’s titles, his son Hugh decided only to style himself Count of Paris, hoping that by abandoning the royal title he might get some East Frankish support against his ambitious rivals. (One monastic account has Robert being struck by lightning as punishment for his betrayal of Charles III.)
Now, at long last, we return to East Francia. The Magyar raids in force into Italy and Provence had been highly successful, but Germany remained a rich source of wealth, and the bribes were no longer forthcoming from Louis’ kingdom, which indeed acted very belligerently (or courageously, depending on whether one reads a Frankish or Hungarian source) towards the Magyar emissary in 921 requesting continued tribute from their German ‘vassals’. Louis had made good on his bought time, securing strong alliances with Rudolf II, king of Upper Burgundy, and with Henry the Fowler, a powerful and influential Saxon duke viewed by some to be a potential spoiler for the throne. It was his agreement to marry Henry’s daughter Hedwige which most likely sealed the deal with the Saxons.
In 923, the full force of the Magyar confederacy assembled to punish Francia for their defiance. Louis himself had given long thought to the coming war, realizing correctly that the skill of the Hungarian horse archers allowed them to inflict disparate casualties on their German foes while remaining out of their foes’ range. It is attributed to Louis and Margrave Liutpold the development of the Frankish mounted archer in response. While they were more heavily armored than their Hungarian foes, their bows were large enough to potentially outrange the Hungarians, or at least to keep them from raining down arrows incessantly without taking some in return. Louis also seems to have assembled a substantial coterie of knights loyal to him alone and not to the dukes, supplementing if not replacing his longstanding reliance on Bavarian and Saxon arms.
These new measures in place, the Franks mustered for battle as a great Magyar host moved up the Danube, their initial target the city of Augsburg, following which they most likely desired to ravage Lotharingen and Burgundy. Arriving ahead of the enemy with the imperial army, the King of the Franks restrained his aggression, realizing that it was the common tendency of the German armies to charge forward wildly which allowed their foes to encircle and destroy them. Keeping the city walls at his army’s back, with the newly-elected bishop, Siegfried, providing an inspirational force from the battlements, he allowed the Hungarian archers to attempt their traditional faint tactics, darting forward to shoot and retreat, but the German mounted pickets returned fire and drove off the Hungarian skirmishers.
According to most chronicles, at this point King Louis and his heavy cavalry charged directly into the Hungarian center, with the Saxons and Bavarians on his left and right wings advancing slowly in support. Some chronicles cite the king engaging in single combat with Grand Prince Zoltan, and while this is unlikely, the Hungarians found their traditional encirclement tactics failing on the hilly terrain, while the fierceness of the Frankish assault threatened to break the Hungarian forces in two. At this point, the Hungarians threw all their uncommitted soldiers in an attempt to break the Saxon contingent on the left, the smallest army on the field. Duke Henry was killed at this point attempting to hold back the fierce Magyar assault, but despite his death the Saxons fell back towards the city in a disciplined fashion, while a party of Burgundians detached from the center to keep the Hungarians from putting themselves between the Franks and Augsburg, and encircling them to boot.
With Louis’ cavalry overwhelming the Hungarian center, the steppe warriors began to disengage in a somewhat disorderly fashion, a good number of their right flank being surrounded and destroyed by King Rudolf’s pursuers. In the past, victorious Frankish armies had broken ranks in the immediate aftermath of battle to celebrate their victory, but the king and his men harried the Hungarians relentlessly, exacting a heavy price in casualties in a series of skirmishes (more like slaughters, but who's counting) which extended all the way to the Hungarian border. The Battle of Augsburg was a turning point in the Magyar invasion of Europe, and despite their later actions, never again would they attempt to invade East Francia in force.
What is known authoritatively beyond these accounts is that both on the battlefield that day, and in a ceremony at Pavia with Pope Anastasius IV some three years later, Louis IV, Ludwig der Große, was acclaimed
imperator romanorum.
By the year 930, a very new political paradigm was in place. At least for the moment, the Francian realm was victorious and centered around an energetic, powerful king. It would be tempting to declare the Carolingian world restored, but this was not the case. The Magyars and Polabian Slavs would continue to present serious challenges to the state of Francia, while West Francia was lost in its entirety. The powerful, pseudo-independent kings of Burgundy, Aquitaine, and Provence were perfectly capable of pursuing their own policies, even as the former two acknowledged the new suzerain in Augsburg. This was to say nothing of the new Kingdom of Normania under Simon I.
In some forty years, the world had changed permanently. And it was about to change much, much more.
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[1] I'm using Anglicized names where applicable, not vernacular translations. This will continue to be the case for Popes and Eastern Roman Emperors. I will say 'John' and not 'Ioannis.' It's just personal preference, and also the fact that I'm writing in English. Furthermore, if I wanted to adhere more closely to contemporary (10th century) scholarship, I'd be using Latin names to describe dubiously 'Latin' people, which would just confuse things further.
OOC: Shock, awe, a TL not written by Dachs! I'm not trying to compete of course, just give the historically-minded NESers something else to chew on and hopefully encourage more activity in here.
So, this is the first of what will hopefully be several installments. Errors and confusion may abound, I'll do my best to answer any questions.
Spain, Provence, and Italy are going to be dealt with in the next part. Obviously there are PoD effects going on, but I need to do a bit more research before I can authoritatively write on the goings on there. England and Eastern Rome are slightly further down on the to-do list, as naturally, major PoD effects take longer to reach there.
I'll probably take this timeline to somewhere between 1200 and 1300. Not sure yet.